Deck 4: Financial and Investment

Question 1

The NSDL established in

A)August 1996
B)August 1998
C)January 1996
D)January 1998

Answer 1

August 1996

Question 2

In a private placement the maximum number of investors shall not exceed

A)51
B)49
C)100
D)25

Answer 2

49

Question 3

Merchant banks in India started in

A)1955
B)1969
C)1972
D)1992

Answer 3

1969

Question 4

Merchant banks concept in India introduced by

A)SBI
B)PNB
C)ANZ Grindlays
D)City bank

Question 5

SENSEX is the index of

A)BSE
B)NSE
C)OTCEI
D)CSE

Question 6

NIFTY is the index of

A)BSE
B)NSE
C)OTCEI
D)CSE

Question 7

The first Indian equity index is

A)Nifty
B)Sensex
C)Dollex
D)Defty

Question 8

........... is a product whose value is derived from the value of underlying asset

A)Repo
B)T-bills
C)G.sec
D)Derivatives

Question 9

BOLT stands for

A)Borrowing or Lending Trade
B)Bombay Online Trading
C)Bond or Loan Transaction
D)None of these

Question 10

--------------is also known as "G.Secs"

A)Gold Traded Fund (GTF)
B)General Securities
C)Govt. Securities
D)Growth oriented fund

Question 11

.................. are negotiable instrument issued by an overseas depository

A)ADR
B)GDR
C)IDR
D)Any of the above

Question 12

Perpetual bond is also known as

A)Deep discount bond
B)Irredeemable bond
C)Bearer bond
D)Registered bond

Question 13

Zero Coupon Bond is also known as

A)Deep discount bond
B)Irredeemable bond
C)Bearer bond
D)Zero Interest bond

Question 14

Secured Premium Notes (SPN) always issued with...........

A)Premium
B)Discount
C)Detachable Warrant
D)Coupon

Question 15

................ bonds permit the bond holder to invest the interest income again in host bonds

A)Deep discount bond
B)Junk bonds
C)Bearer bond
D)Bunny bonds

Question 16

...............bonds are high risk and high yield bonds developed in USA

A)Deep discount bond
B)Junk bonds
C)Bearer bond
D)Bunny bonds

Question 17

ESOP stands for

A)Equity share option Plan
B)Equity shares Option premium
C)Employee stock Option Plan
D)Equity Stock Option Plan

Question 18

QIPs Stands for

A)Quality investment Project
B)Qualified investment Plan
C)Qualified Institutional Placement
D)Qualitative Investment Premium

Question 19

What you mean by "STRIPS"

A)Separate Trade Register of Initial Public Securities offer
B)Stock Trading Register of Interest and Principal Securities
C)Separate Trading of Registered Interest and Principal of Securities
D)Share Transfer and Registrar of Indian Public Securities issues

Question 20

Gilt Edged Securities are

A)Govt. Securities
B)Company's securities
C)Any of the above
D)None of these

Question 21

In India, forfaiting services are offered by

A)RBI
B)SBI
C)EXIM bank
D)All the above

Question 22

The small investors' gateway to enter into big companies is -----

A)Equity shares
B)Preference shares
C)Bonds
D)Mutual fund

Question 23

Money Market mutual fund is also known as---------------

A)Growth fund
B)Balanced fund
C)Income fund
D)Cash fund

Question 24

----- fund invests in highly liquid securities like commercial paper.

A)Open ended fund
B)Close ended fund
C)Balanced fund
D)MMMF

Question 25

The idea of providing factoring services in India was first thought by -----

A)Vaghul committee
B)Malhotra Committee
C)Tanden Committee
D)None of these