One of the major responsibilities of the Securities and Exchange Commission is to investigate securities so that it can issue ratings on the quality and level of risk of investing in particular securities.

Question

Quizplus · Accepted Answer

The Securities and Exchange Commission (SEC) is responsible for regulating the securities industry in the United States, enforcing federal securities laws, and protecting investors. While the SEC may investigate securities and take enforcement action against individuals and companies that violate securities laws, it does not issue ratings on securities. That responsibility falls to credit rating agencies such as Standard & Poor's or Moody's.

One of the Major Responsibilities of the Securities and Exchange