An issuer of securities must provide a copy of the registration statement and a copy of the prospectus to the Securities and Exchange Commission.

Question

Quizplus · Accepted Answer

This statement is true. An issuer must file a registration statement with the SEC before it can offer securities for sale, and this statement must include a prospectus. The SEC reviews the registration statement and requires certain disclosures to be made in the prospectus before allowing the securities to be offered to investors.

An Issuer of Securities Must Provide a Copy of the Registration