Securities of a financial institution must register with the SEC,even if the financial institution is regulated by the appropriate banking authorities.
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Q48: The "post-effective" period begins when the registration
Q49: Short-term notes and drafts that have a
Q51: Securities issued by non-profit issuers are exempt
Q52: Under the Securities Act of 1933,at the
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Q54: Insurance and annuity contracts issued by insurance
Q55: "Regulation A" permits issuers to sell up
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