Companies are covered under the Securities Exchange Act of 1934 only if they are in the process of making new offerings of securities.

Question

Quizplus · Accepted Answer

Companies are covered under the Securities Exchange Act of 1934 if they have securities registered with the Securities and Exchange Commission (SEC) and if their securities are listed on a national securities exchange, regardless of whether they are making new offerings of securities.

Companies Are Covered Under the Securities Exchange Act of 1934