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The Securities Exchange Act of 1934 Covers the Following Except

Question 114

Multiple Choice

The Securities Exchange Act of 1934 covers the following except:


A) trading of certain securities following their initial issuance.
B) regulation of securities exchanges.
C) initial issuances of securities that are exempt under the 1933 Act.
D) ongoing periodic financial reporting by companies listed on national exchanges.
E) provisions that assess civil and criminal liability on violators.

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