Anyone who willfully violates the Securities Act of 1933 may be fined as well as imprisoned.
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Q9: The Howey test is used to determine
Q10: Under the small offering exemption of the
Q11: An issuer may be a new company
Q12: Pyramid sales schemes are not securities for
Q13: The SEC is composed of five members
Q15: The omission of a material fact on
Q16: Regulation A allows issuers to sell up
Q17: Investors who purchase unregistered securities have no
Q18: The private placement exception to registration of
Q19: An issuer can qualify for an intrastate
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