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Which of the Following Is True About the Relationship Between

Question 31

Multiple Choice

Which of the following is true about the relationship between the registration statement and the prospectus?


A) Only the registration statement is required to be filed with the SEC,and only the prospectus must be provided to purchasers of securities.
B) Both the registration statement and the prospectus must be submitted to the SEC,and both are required to be provided to prospective purchasers of securities.
C) Both the registration statement and the prospectus must be submitted to the SEC,but only the Prospectus is required to be provided to prospective purchasers of securities.
D) Both the registration statement and the prospectus must be submitted to the SEC,but only the Registration Statement is required to be provided to prospective purchasers of securities.
E) Both the registration statement and the prospectus must be submitted to the SEC,but either may be submitted to prospective investors,so long as one is.

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