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Refer to Fact Pattern 21-3

Question 53

Multiple Choice

Refer to Fact Pattern 21-3. Under the Securities Exchange Act of 1934, Fay is most likely


A) liable for insider trading.
B) not liable because Fay did not prevent others from profiting.
C) not liable because Fay did not misappropriate any information.
D) not liable because Fay does not work for Eureka!

Correct Answer:

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