All of the following are types of illegal insider trading EXCEPT:
A) officers or directors who pass valuable information to someone who trades in the company's stock and then is repaid in some way.
B) an officer or director who makes a direct profit on an investment just after the public announcement of a major development related to that investment.
C) a director who buys through overseas financial institutions stocks and options in his own company prior to a public announcement of information which greatly enhances the value of the stock.
D) an officer of a company who, for a fee, related to investment bankers information about companies her company is planning to target for takeover.
Correct Answer:
Verified
Q55: Which of the following would ordinarily NOT
Q56: The civil penalty for a person who
Q57: "Insider trading" rules pertain to:
A) tippees.
B) officers
Q58: A registration statement generally includes all of
Q59: Willful violations of the Securities Act of
Q61: For purposes of Section 16(b) of the
Q62: If a company has assets of over
Q63: SEC regulations concerning fraud in securities transactions
Q64: If Terry makes a tender offer to
Q65: Under the Securities Exchange Act of 1934
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