Under what circumstances will a G-FINW (a withdrawal as a government securities dealer) become effective in less than 60 days?

Question

Quizplus · Accepted Answer

According to FINRA Rule 9131, a G-FINW normally becomes effective no sooner than 60 days after the notice is filed. However, the regulatory agency (FINRA) may determine that a shorter time period is appropriate based on the circumstances of the withdrawal. The other options listed (A, C, and D) are not valid reasons for a G-FINW to become effective in less than 60 days.

Under What Circumstances Will a G-FINW (A Withdrawal as a Government