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In Which of the Following Situations Is the Bank NOT

Question 390

Multiple Choice

In which of the following situations is the bank NOT required to report lost or stolen securities?


A) When bonds were expected to be delivered in person from the local Federal Reserve Bank and were not received
B) When stock traded on the over-the-counter exchange (OTC) was expected to be received through the mail from a customer's broker
C) When securities with no CUSIP numbers were expected from another financial institution
D) When stock traded on the New York Stock Exchange (NYSE) was expected to be delivered by the issuer's agent

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