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The Purpose of Compliance Audits Is to Test the Organizations

Question 214

Multiple Choice

The purpose of compliance audits is to test the organizations conformity with some objective standard or criteria. All of the following are attributes that contribute to an effective compliance system EXCEPT:


A) Requirements are documented and operating procedures are aligned with the requirements in such a manner as to ensure compliance and staff and management are aware of applicable requirements.
B) The organization has assigned adequate responsibility for such matters as monitoring organizational goals and objectives, operating functions, and regulatory requirements.
C) Provide continuing education and training for staff (external or in-house training courses, professional conferences, or seminars) .
D) The organizational has a policy regarding acceptable operating practices and codes of conduct.

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