The Securities and Exchange Commission's mission is to regulate the securities markets by requiring full disclosure of information and preventing fraudulent activities. However, it does not regulate registration and reporting for every type of financial security.
Required
a. Briefly describe the markets and securities that are regulated by the SEC.
b. Provide two examples of securities that are not subject to the SEC's registration and reporting rules.

Question

Quizplus · Accepted Answer

The Answer of The Securities and Exchange Commission's mission is to regulate the securities markets by requiring full disclosure of information and preventing fraudulent activities. However, it does not regulate registration and reporting for every type of financial security.
Required
a. Briefly describe the markets and securities that are regulated by the SEC.
b. Provide two examples of securities that are not subject to the SEC's registration and reporting rules.

The Securities and Exchange Commission's Mission Is to Regulate the Securities