Which of the following organizations is charged with ensuring that financial markets are fair, orderly, and efficient, encouraging capital flows from investors to businesses, protecting investors, and oversight of self-regulatory organizations?
A) NYSE Euronext (US)
B) Federal Reserve System (the Fed)
C) Securities and Exchange Commission (SEC)
D) Financial Industry Regulatory Authority (FINRA)

Question

Quizplus · Accepted Answer

The Securities and Exchange Commission (SEC) is responsible for ensuring that financial markets are fair, orderly, and efficient, encouraging capital flows from investors to businesses, protecting investors, and overseeing self-regulatory organizations.

Which of the Following Organizations Is Charged with Ensuring That