Which of the following statements best describes the relationships among compliance departments, compliance program processes, and codes of conduct?
A) A code of conduct is a tool used by the compliance department to communicate expected employee behaviors. The department then uses compliance program processes to uphold the code.
B) A code of conduct is used to determine the need for an entire compliance department. Once established, the department uses compliance program processes to uphold the code.
C) Compliance program processes drive the creation of a code of conduct, which is governed by the compliance department.
D) A well-written code of conduct and proper compliance program processes eliminate the need for a compliance department.
Correct Answer:
Verified
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