If a security does not qualify for an exemption from registration,an issuer cannot offer it to the public.
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Q4: SEC Rule 10b-5 prohibits the commission of
Q7: Willful violations of the Securities Act of
Q7: Most securities can be resold without registration.
Q10: Securities of nonprofit,educational,and charitable organizations are not
Q10: A free-writing prospectus may be used before
Q14: Generally,stock offerings that are made in a
Q15: The definition of security in the Securities
Q16: Private offerings of securities in unlimited amounts
Q18: A registration statement must include a financial
Q18: Private parties can sue violators of the
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