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Who Amongst the Following Is an "Expert" Under Section 11

Question 49

Multiple Choice

Who amongst the following is an "expert" under Section 11 of the Securities Act of 1933?


A) A consultant who is an independent director of a company making a public distribution of securities.
B) An auditor who issues an opinion regarding financial statements of a company making a public distribution of securities.
C) An accountant in the accounts division of a publicly traded company that is issuing new securities to the public.
D) An underwriter who is involved in issuance of new securities to the public by a publicly traded company.

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