Individual investors are not permitted to trade stocks on the NYSE or NASDAQ. Therefore, individuals must seek the help of which of the following?

Question

Quizplus · Accepted Answer

Individual investors must seek the help of a broker to trade stocks on the NYSE or NASDAQ. Brokers facilitate the buying and selling of securities on behalf of their clients. Investment bankers, underwriters, and bankers typically deal with the issuance and underwriting of securities, mergers and acquisitions, and other corporate finance activities, but are not involved in individual stock trades.

Individual Investors Are Not Permitted to Trade Stocks on the NYSE