The Securities and Exchange Commission (SEC) is a federal agency that adopts rules that must be followed by corporations and other businesses that sell securities through any national exchange.

Question

Quizplus · Accepted Answer

This is correct. The Securities and Exchange Commission is a federal agency that is responsible for regulating securities markets and enforcing federal securities laws. It has the power to adopt rules and regulations that companies and other entities must follow when offering and selling securities through national exchange systems.

The Securities and Exchange Commission (SEC) Is a Federal Agency