The form that must be filed with the Securities and Exchange Commission whenever a company plans to issue new securities to the public is the
A) Form S-1.
B) Form 8-K.
C) Form 10-K.
D) Form 10-Q.

Question

Quizplus · Accepted Answer

Form S-1 is the registration statement required by the SEC for companies planning to issue new securities to the public. It includes information about the company and the offering, such as financial statements, risk factors, and the proposed use of proceeds. Form 8-K is filed to provide information on important events or changes that have occurred in the business, while Form 10-K and 10-Q are regular filings required to provide annual and quarterly financial and other information.

The Form That Must Be Filed with the Securities and Exchange