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Who Amongst the Following Can Be Held Liable Under Section

Question 57

Multiple Choice

Who amongst the following can be held liable under Section 12(a) (2) of the Securities Act of 1933?


A) A consultant who is hired by a company making a public distribution of securities to improve performance.
B) An auditor who issues an opinion regarding financial statements of a company making a public distribution of securities.
C) An accountant in the accounts division of a publicly traded company which is issuing new securities to the public.
D) An underwriter who is involved in issuance of new securities to the public by a publicly traded company.

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