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New Discoveries Corporation,and Its Officers,directors,and Share?holders,buy and Sell Securities

Question 36

Multiple Choice

New Discoveries Corporation,and its officers,directors,and share?holders,buy and sell securities.Section 10(b) of the Securities Ex?change Act of 1934 applies to


A) only the purchase or sale of a security by an investment company.
B) only the purchase or sale of a security involving short-swing profits.
C) only the purchase or sale of a security involving a tipper and tippee.
D) the purchase or sale of any security.

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