Investment companies must register with the SEC under the provisions of the:
A) Securities Act of 1933.
B) Securities Exchange Act of 1934.
C) Maloney Act of 1938.
D) Investment Company Act of 1940.

Question

Quizplus · Accepted Answer

The Investment Company Act of 1940 requires investment companies to register with the SEC to ensure proper regulation and protection for investors.

Investment Companies Must Register with the SEC Under the Provisions