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The Economics of Money, Banking and Financial Markets 4th Edition by Frederic Mishkin
Edition 4ISBN: 978-0133859997The Economics of Money, Banking and Financial Markets 4th Edition by Frederic Mishkin
Edition 4ISBN: 978-0133859997 Exercise 21
Go to http://www.sec.gov/ and click on "Press Releases."
a. Summarize the major types of issues that the SEC addresses in these press releases.
b. Review the past three months of releases, and count how many appear to be enforcement actions aimed at firms or individuals who have violated SEC regulations. From this review, does the SEC appear to be actively trying to prevent fraud and misrepresentation in the securities industry?
a. Summarize the major types of issues that the SEC addresses in these press releases.
b. Review the past three months of releases, and count how many appear to be enforcement actions aimed at firms or individuals who have violated SEC regulations. From this review, does the SEC appear to be actively trying to prevent fraud and misrepresentation in the securities industry?
Explanation
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The following explains SEC, a U.S securi...
The Economics of Money, Banking and Financial Markets 4th Edition by Frederic Mishkin
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