According to the CFP code of ethics,which of the following is information that should be disclosed in writing prior to the financial planning engagement?
A) Conflicts of interest and sources of compensation.
B) Indications that clients can get additional information about compensation.
C) The basic philosophy,theory,and principles that are used.
D) All of the above.
E) None of the above.
Correct Answer:
Verified
Q1: Which of the following is a principle
Q2: Are individuals involved in statistical ratings services
Q3: Which of the following is included in
Q4: Which of the following was established to
Q6: Another commonly used term for reporting is:
A)Discovery.
B)Disclosure.
C)Revelation.
D)Exploration.
E)None
Q7: Making an adequate investigation of the merits
Q8: What are the two principal NASD exams?
A)Series
Q9: Which of the following is not a
Q10: What is the goal of financial regulation?
A)To
Q11: To be considered an advisor according to
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