A firm that trades securities for its clients is called a(n):

Question

Quizplus · Accepted Answer

An investment dealer facilitates the buying and selling of securities for its clients, and may also provide additional services such as research and market analysis. A financial planner typically focuses on long-term financial planning and may not engage in securities trading on behalf of clients. A financial advisor may also provide investment advice and assistance with financial planning, but may not necessarily be licensed to trade securities directly. An agent is a broad term that can refer to a variety of roles in finance and other industries, and does not necessarily imply a specific focus on securities trading.

A Firm That Trades Securities for Its Clients Is Called