Which of the following is true regarding the "pre-filing period?"
A) The pre-filing period begins when the registration statement is filed, and starts the time running when the issuer can sell or offer to sell the securities.
B) The pre-filing period begins when the registration statement is filed, but the issuer may not sell or offer to sell the securities during the pre-filing period.
C) The pre-filing period begins when the issuer first contemplates issuing the securities, and ends when the registration statement is filed; during the pre-filing period, the issuer cannot sell or offer to sell the securities.
D) The pre-filing period begins when the issuer first contemplates issuing the securities, and ends when the registration statement is filed; during that time, the issuer is allowed to "condition" the market.
E) There is no pre-filing period.
Correct Answer:
Verified
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