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A Consent Order Is

Question 104

Multiple Choice

A consent order is:


A) an agreement whereby a defendant agrees not to violate securities laws in the future, but does not admit to having violated securities laws in the past.
B) an agreement that results in the federal district court granting an injunction.
C) a request of the court for ancillary relief.
D) an agreement to sell securities at a future date at the current price on the day the agreement was reached.
E) a plea bargain agreement with the United States Department of Justice to provide information in exchange for a reduced sentence.

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