The ________ is a federal statute that primarily regulates the issue of securities by companies and other businesses.

Question

Quizplus · Accepted Answer

The Securities Act of 1933 is the primary statute governing the issuance of securities by companies and other businesses. It requires companies to register securities offerings with the Securities and Exchange Commission (SEC) and provide investors with accurate and complete information about the securities being offered. The act also regulates the activities of securities professionals, such as brokers and dealers. The other options listed are also important securities laws, but they focus on other aspects of the securities industry, such as trading practices (B), corporate accounting and financial reporting (C), and financial regulation (D).

The ________ Is a Federal Statute That Primarily Regulates the Issue