Which of the following is not a requirement for a Rule 10b-5 violation?
A) The defendant either used the mails, an instrumentality of interstate commerce, or a facility of a national securities exchange.
B) The defendant made a statement that either misrepresented or omitted a fact of material importance.
C) The misrepresentation or omission was made with scienter.
D) The statement was made in connection with a public offering.
Correct Answer:
Verified
Q43: Which of the following is not a
Q45: Which of the following is false regarding
Q46: Fact Pattern 22-1
Trudy was hired by Food
Q46: Which of the following is true regarding
Q47: Section 16(a)of the 1934 Act requires that
Q51: Fact Pattern 22-1
Trudy was hired by Food
Q54: Which of the following is true regarding
Q58: Sampson,an accountant and auditor with ABC Accounting,was
Q65: Drug Company X reports the introduction of
Q67: Susan,an accountant,prepared an audit report for a
Unlock this Answer For Free Now!
View this answer and more for free by performing one of the following actions
Scan the QR code to install the App and get 2 free unlocks
Unlock quizzes for free by uploading documents