Which of the following constitutes principal trading?
A) A broker placing orders on their house account
B) A broker placing orders on behalf of a client
C) A broker taking the other side of a trade to a client in order to complete a transaction
D) Both A and B
E) Both A and C
Correct Answer:
Verified
Q2: How are orders placed upon ASX Trade
Q3: Which of the following statements best describes
Q4: The ASX was one of the first
Q5: If an investor wished to purchase shares
Q6: What system is used to conduct settlement
Q8: The release of market sensitive information results
Q9: A buy order for 2,000 BHP shares
Q10: Which of the following is an organisation
Q11: Which of the following best describes a
Q12: A single order (that is an order
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