Firms looking to raise funds will file registration statements with the

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Firms looking to raise funds will file registration statements with the Securities and Exchange Commission (SEC). The SEC oversees the public offering process and requires that companies disclose certain information to potential investors before offering their securities for sale. The Federal Reserve Board (FED) regulates monetary policy and supervises banks, but does not handle securities offerings. The Office of the Comptroller of the Currency (OCC) regulates national banks and federal savings associations, but does not handle securities offerings. The Public Company Accounting Oversight Board (PCAOB) oversees the audits of public companies but does not handle securities offerings.

Firms Looking to Raise Funds Will File Registration Statements with the