Shareholders desiring to communicate with other shareholders through mass mailing must file the communication with the SEC only if the shareholder is seeking a proxy as part of the communication.

Question

Quizplus · Accepted Answer

According to SEC rules, if a shareholder is seeking a proxy as part of the communication, the communication must be filed with the SEC. Otherwise, there is no requirement to file the communication.

Shareholders Desiring to Communicate with Other Shareholders Through Mass Mailing