Expert firms must maintain detailed records of conversations in the event authorities decide to investigate ____________.
A) tax evasion.
B) insider trading.
C) excess profits.
D) FDA violations.
E) SEC violations.

Question

Quizplus · Accepted Answer

Expert firms must maintain detailed records of conversations to provide evidence in case of investigations into insider trading, which involves trading based on non-public information and is a serious violation of securities laws.

Expert Firms Must Maintain Detailed Records of Conversations in the Event