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A Firm Wants to Be Publicly Listed on the NASDAQ

Question 15

Multiple Choice

A firm wants to be publicly listed on the NASDAQ. What is required for this from an ethics standpoint?


A) Have a code of ethics for upper management.
B) Have a publicly available code of ethics for all employees and management.
C) Publicly list the incidences and outcomes of ethics abuse lawsuits.
D) Have a publicly available code of conduct for all employees.

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