The preliminary registration statement filed with the SEC is known as:
A) shelf prospectus.
B) red herring prospectus.
C) SEC prospectus.
D) originating prospectus.

Question

Quizplus · Accepted Answer

The preliminary registration statement filed with the SEC, which includes information about the business and the offering but not the final price, is known as a red herring prospectus.

The Preliminary Registration Statement Filed with the SEC Is Known