Which of the following licenses permits holders to sell virtually any type of individual security?
A)Series 6.
B)Series 7.
C)Series 63.
D)Series 65.

Question

Quizplus · Accepted Answer

Series 7 license permits holders to sell virtually any type of individual security, including stocks, bonds, options, mutual funds, and variable annuities. Series 6 is limited to certain types of investments such as mutual funds and variable annuities. Series 63 and Series 65 are state-specific licenses related to investment advisor and securities agent registration, respectively.

Which of the Following Licenses Permits Holders to Sell Virtually