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Samuel Assists His Clients in Investing in the Stock Market

Question 26

Multiple Choice

Samuel assists his clients in investing in the stock market. He not only acts as an agent by buying and selling corporate stocks and bonds on behalf of them, but also provides them with services like financial consultation and market research for a fee. In this scenario, Samuel plays the role of a(n) _____.


A) securities broker
B) personal investor
C) institutional investor
D) securities dealer

Correct Answer:

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