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The Securities and Exchange Commission (SEC) Has the Authority to Go

Question 45

Multiple Choice

The Securities and Exchange Commission (SEC) has the authority to go after individuals who engage in illegal insider trading, which is the practice of:

A) creating dummy corporations to serve as a front for companies trading in illegal goods.
B) disseminating fraudulent information in trade-related chat rooms or forums.
C) deceptively promoting securities of small companies of under $250 million market capitalization and then selling them to an unwary public.
D) using inside information to profit unfairly from trading in a company's securities.

Correct Answer: