The Securities and Exchange Commission can seek civil injunctions and recommend that the Justice Department bring criminal prosecution against violators of federal securities laws.
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Q5: Micah buys a share of Betsy's Pizza,which
Q6: The antifraud provisions of the 1933 Act
Q7: Only the federal government is allowed to
Q8: Registration with the SEC ensures a potential
Q9: Every registration filed with the SEC is
Q11: "Shelf registrations" allow delayed sales of stock.
Q12: A "private placement" involves no public offering
Q13: The 1933 Securities Act differs from the
Q14: The 1934 Act regulates tender offers and
Q15: The 1934 Act applies only to stock
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