SEC rules concerning fraud in securities transactions apply to:
A) the issuance or sale of all securities,even those exempted by the 1933 Act.
B) only securities registered under the 1934 Act.
C) only securities registered under the 1933 Act.
D) only publicly traded securities.
Correct Answer:
Verified
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A)
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A) applies only to seller misconduct.
B)
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