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A DMM Is A(n)

Question 18

Multiple Choice

A DMM is a(n) :


A) employee who executes orders to buy and sell for clients of his or her brokerage firm.
B) individual who trades on the floor of an exchange for his or her personal account.
C) NYSE member who functions as a dealer for a limited number of securities.
D) broker who buys and sells securities from a market maker.
E) trader who deals only with primary offerings.

Correct Answer:

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