Solved

Which of the Following Is a Breach of Fiduciary Duty

Question 67

Multiple Choice

Which of the following is a breach of fiduciary duty?


A) A broker recommends to his client that he buy shares of a company without telling the client that he (the broker) is being paid by the company to promote it.
B) A broker recommends to his client that he buy shares of a company without telling the client that he (the broker) owns shares in that company.
C) A broker recommends to his client that he use a particular lending institution to finance the purchase without telling the client that he (the broker) gets referrals from the institution in return.
D) Both A and B
E) All of the above

Correct Answer:

verifed

Verified

Unlock this answer now
Get Access to more Verified Answers free of charge

Related Questions

Unlock this Answer For Free Now!

View this answer and more for free by performing one of the following actions

qr-code

Scan the QR code to install the App and get 2 free unlocks

upload documents

Unlock quizzes for free by uploading documents