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The Ontario Securities Commission (OSC) Is Not Empowered to Do

Question 59

Multiple Choice

The Ontario Securities Commission (OSC) is not empowered to do which of the following?


A) Set reporting standards for firms with publicly traded debt or equity securities.
B) Conduct external audits for a fee.
C) File anti-trust suits against companies involved in restraint of trade.
D) Bring non-enforcement actions against company executives and auditors for accounting related violations.

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