Under what type of securities offering must the issuer determine if the investor is an accredited,sophisticated investor and if the stock is restricted?

Question

Quizplus · Accepted Answer

The issuer must determine if the investor is an accredited or sophisticated investor and if the stock is restricted under a Regulation D offering, which is an exemption from registration for private placements. Regulation A and public offerings have different requirements and do not necessarily involve accreditation or restrictions on stock. An interstate offering can be subject to various state and federal securities laws and exemptions, but it is not a type of securities offering in itself.

Under What Type of Securities Offering Must the Issuer Determine