SEC Regulation D permits investors in private placements the opportunity to trade their obligations.

Question

Quizplus · Accepted Answer

SEC Regulation D allows for the sale of securities without registration under the Securities Act of 1933, primarily to accredited investors, but it does not specifically permit the trading of these securities in secondary markets. Trading restrictions often apply to securities sold under Regulation D.

SEC Regulation D Permits Investors in Private Placements the Opportunity