Which of the following are provisions of the Sarbanes-Oxley Act of 2002?
I. an oversight board to monitor the accounting industry
II. tougher penalties for executives who commit corporate fraud
III. stricter prohibitions against insider trading
IV. guidelines for analysts conflicts of interest
A) II and IV only
B) I, II and III only
C) I and IV only
D) I, II and IV only
Correct Answer:
Verified
Q80: American Depositary Receipts represent
A) receipts for dollar
Q81: The minimum initial margin requirement for both
Q82: The purchase of stock with cash in
Q83: Which one of the following statements about
Q84: Margin trading requires the borrowing of securities.
Q86: In a short sales, money is borrowed
Q87: Which of the following practices is prohibited
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Q89: Crossing markets are those that
A) trade foreign
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