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Interpretation 505-3 Requires All of the Following Except

Question 69

Multiple Choice

Interpretation 505-3 requires all of the following except:


A) enrollment in an SEC-approved practice monitoring program.
B) compliance with all aspects of applicable state laws or regulations.
C) membership in the SEC practice section if the attest work is for SEC clients.
D) compliance with the independence rules prescribed by Rule 101.
E) compliance with applicable standards promulgated by Council-designated bodies and all other applicable provisions of the Code.

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