The SEC plays a major role in linking self-regulation and government regulation.

Name: The SEC plays a major role in linking self-regulation and government regulation.
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Question

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The SEC (Securities and Exchange Commission) oversees and enforces federal securities laws, while also recognizing the role of self-regulatory organizations (SROs) such as FINRA, thus bridging the gap between self-regulation and government regulation in the financial markets.

The SEC Plays a Major Role in Linking Self-Regulation and Government